Trusted Registered Investment Adviser Since 1991
Steve Garrett and Associates was founded in January 1991 when Steve Garrett left Merrill Lynch. Initially a sole proprietorship, it became a corporation in 2003.
With over three decades of experience, we provide trusted investment advisory services to individuals and businesses, combining deep market knowledge with personalized attention.
Years Experience
Registered Investment Adviser helping individuals and businesses with investment strategies since 1991.
Over three decades serving as a litigation consultant and expert witness in Federal & State Courts and before regulatory organizations like FINRA.
Steve Garrett has mentored and taught financial professionals for decades, now with a structured approach to delivering insights.
Recognized expertise in financial litigation and regulatory matters
Investment Adviser (1992)
A native Californian and veteran of the U.S. Air Force with Vietnam service. Former Merrill Lynch financial consultant, manager, and trainer.
Founded Steve Garrett and Associates in 1990, affiliated with LPL Financial Services in 1993, and continues as an independent Registered Investment Professional with LPL.
Began career in financial services with General Securities Representative license
Obtained Series 9 & 10 Options Principal licenses and Certified Financial Manager designation
Established Steve Garrett and Associates as independent practice
Affiliated with LPL Financial Services as independent Registered Investment Professional
